Regulatory compliance is something many financial advisors don’t like to think a lot about. Unfortunately soon they won’t have a choice.
While many advisors may have been able to get away with a ‘relaxed’ operation model before, that’s quickly about to change. CRM2 promises to shake up the state of compliance in Canada, affecting the vast majority of advisors. But just because the rules are about to change doesn’t mean your business has to suffer. Here’s what you need to know:Read More >